A fresh take on risk and valuation

Regulatory Brief

A catalogue of policy updates impacting the financial industry.
Emphasis is made on risk management, reporting and disclosure. It further covers legislation on governance, accounting and trading, as well as information on the current business environment. It gives you summaries of the most important regulations by topic, indicates their status and estimated impact and links to further information. Regulatory Briefs (RegBriefs) reflect Finalyse's priority to master the ever-evolving and complex regulated industry we work in. Through concise regulatory updates, we produce a compilation approximately every 4 months depending on policy volume.

January 2021

This January edition comprises around 100 updates on the regulatory changes in Banking, Insurance and Asset Management that happened between 1 October 2020 and 30 December 2020.
Simultaneously, it also provides a section with timelines of regulatory releases and application dates, that will happen in the future sorted by quarters when they are expected to occur.
Finally, this RegBrief also contains three expert articles:
  • New rules on legislative and non-legislative payment moratoria during COVID-19 crisis
  • A practical guide for insurers to incorporate climate risk in their Own Risk and Solvency Assessments
  • IAIS Insurance Capital Standard: the road travelled so far and what is next?

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October 2020

This October edition comprises over 100 updates on the regulatory changes in Banking, Insurance and Asset Management between 1 July 2020 and 30 September 2020.
We continue to provide a section with timelines of regulatory releases and application dates, that we expect to happen in the future, many COVID related delays notwithstanding, it should be up to date as of end of October. Finally, this RegBrief also contains four expert articles
  • Behavioral Scorecard with Machine Learning Components
  • IORP II - Model Pensions Benefit Statements
  • IFRS 17 June 2020 Amendments Overview
  • COVID-19 and Banking

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July 2020

This July edition comprises almost 100 updates on the regulatory changes in Banking, Insurance and Asset Management between 1 April 2020 and 30 June 2020.
Additionally we added a section with timelines of regulatory releases and application dates, that we expect to happen in the future. Finally, this RegBrief also contains five expert articles
  • Sorrows of Credit Risk Model Validation
  • COVID-19 and Banking
  • Implementing BCBS239, What does it take?
  • IFR/IFD: an extension of CRR/CRD IV to all investment Firms
  • Risk Appetite Framework and Decision Making

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